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Ethical behavior is at the heart of all we do. To be successful in this industry, we must be compliant in how we sell and operate our business. Tiger Financial has organized a knowledgeable, experienced and committed Compliance Department to achieve these objectives.

Our success hinges upon our company's compliance with stringent industry rules and regulations. We are committed to providing our associates and clients with the most up-to-date procedures and regulatory information.

There are numerous industry resources available to our customers. If you would like to know more about our regulators, we recommend the following websites: www.cftc.gov and www.nfa.futures.org. If you would like to review registration information regarding our firm, its principals or one of our registered brokers, please visit http://www.nfa.futures.org/basicnet and enter Tiger Financial in the search box. You may also visit our profile on the Better Business Bureau web site, to get even more information on Tiger Financial.